Investment Management
SEASONED. ACTIVE. PROFESSIONAL
We manage approximately $400 million across ~120 households by building custom portfolios of individual stocks and bonds, aligned to real-world financial plans.
Tom Johnson
Senior Vice President, Financial Advisor, Portfolio Manager
(206)389-8028
Krista Williams, CWP, FPQP®
Financial Advisor
[email protected]
(206)389-8054
Sarah Cardenas
Registered Client Associate
[email protected]
(206)903-8677
What Makes Us Different
Every individual brings a distinct financial picture, priorities, and comfort with risk; your portfolio should reflect that.
Our tailored portfolio strategies begin with understanding what matters most to you: your time horizon, income needs, long‑term goals, and how you define financial security.
Using this foundation, we develop an investment strategy aligned with your objectives and built to adapt as your life evolves.
We combine rigorous research, thoughtful design, and a disciplined process to help ensure your portfolio remains both intentional and resilient.
Whether you’re growing wealth, preparing for retirement, or preserving assets for future generations, we craft each strategy to support the outcomes you care about.
Your financial goals deserve a portfolio as individual as you are.
Ask:
If you have at least $500,000 to invest, see how our services can benefit you.
Our tailored portfolio strategies begin with understanding what matters most to you: your time horizon, income needs, long‑term goals, and how you define financial security.
Using this foundation, we develop an investment strategy aligned with your objectives and built to adapt as your life evolves.
We combine rigorous research, thoughtful design, and a disciplined process to help ensure your portfolio remains both intentional and resilient.
Whether you’re growing wealth, preparing for retirement, or preserving assets for future generations, we craft each strategy to support the outcomes you care about.
Your financial goals deserve a portfolio as individual as you are.
Ask:
If you have at least $500,000 to invest, see how our services can benefit you.
Being Intentional With Our Clients
Intentionality enables us to provide each client with a high degree of responsiveness and thoughtful attention. We build deep relationships and fine tune our services to each household.
We believe great portfolio management requires time, context, and real relationships. By serving a deliberately small number of households, we stay deeply involved in every client’s financial life. You work directly with the people managing your portfolio, ensuring quick responses, continuity, and accountability.
We believe great portfolio management requires time, context, and real relationships. By serving a deliberately small number of households, we stay deeply involved in every client’s financial life. You work directly with the people managing your portfolio, ensuring quick responses, continuity, and accountability.
Portfolios of Individual Stocks & Bonds
Your portfolio is built from individual stocks and bonds, not packaged into mutual funds or ETFs, so you know exactly what you own and why.
Rather than outsourcing decisions to third-party fund managers, we select individual holdings security-by-security. Our approach gives us full transparency, control, and flexibility, allowing portfolios to be designed around your specific objectives. We don’t try to squeeze our clients into a predefined product or model; we curate individualized plans.
Rather than outsourcing decisions to third-party fund managers, we select individual holdings security-by-security. Our approach gives us full transparency, control, and flexibility, allowing portfolios to be designed around your specific objectives. We don’t try to squeeze our clients into a predefined product or model; we curate individualized plans.
Build From Your Plan
Every portfolio begins with a financial plan that is shaped by your goals, time horizon, cash flow needs, and risk appetite.
Your financial plan defines the purpose of every dollar, whether it supports future spending, long-term growth, or legacy goals. We also factor in how you experience risk during market fluctuations, balancing the emotional side of investing alongside the math. The result is a portfolio aligned to your life, your behaviors, and your values.
Your financial plan defines the purpose of every dollar, whether it supports future spending, long-term growth, or legacy goals. We also factor in how you experience risk during market fluctuations, balancing the emotional side of investing alongside the math. The result is a portfolio aligned to your life, your behaviors, and your values.
Tax-Aware and Transparent
Owning individual securities allows for focused tax management and greater transparency without layers of fund fees.
Utilizing specific securities to create opportunities for tax-aware decisions that simply aren’t possible inside pooled vehicles. We can leverage losses, manage gains, and customize strategies by account type, all while keeping costs clear and eliminating extra layers of fund management fees. You see the holdings, trades, and rationale behind every decision.
Utilizing specific securities to create opportunities for tax-aware decisions that simply aren’t possible inside pooled vehicles. We can leverage losses, manage gains, and customize strategies by account type, all while keeping costs clear and eliminating extra layers of fund management fees. You see the holdings, trades, and rationale behind every decision.
Quarterly Deep Dive
A thorough assessment of every account—rebalancing and reallocating as needed, within your plan parameters.
Quarterly deep dives are a core discipline of our process. We evaluate every account by reviewing allocations, risk exposures, and opportunities. When changes are warranted, we act thoughtfully and decisively, always within the guardrails set by you and your financial plan parameters. Off-cycle adjustments are made when broader changes are needed, whether it be a shift in the market, life, or your goals.
Quarterly deep dives are a core discipline of our process. We evaluate every account by reviewing allocations, risk exposures, and opportunities. When changes are warranted, we act thoughtfully and decisively, always within the guardrails set by you and your financial plan parameters. Off-cycle adjustments are made when broader changes are needed, whether it be a shift in the market, life, or your goals.
Straightforward, All-Inclusive Pricing
Around 1.5% of assets under management covers planning, portfolio management, and reporting.
Our fee structure is intentionally straightforward. One comprehensive fee covers financial planning, ongoing portfolio management, regular reviews, and direct access to your portfolio managers. There are no additional layers of mutual fund or ETF fees—we manage your money directly. Actual fees may vary based on relationship size and complexity, which is why we provide a clear written schedule.
Our fee structure is intentionally straightforward. One comprehensive fee covers financial planning, ongoing portfolio management, regular reviews, and direct access to your portfolio managers. There are no additional layers of mutual fund or ETF fees—we manage your money directly. Actual fees may vary based on relationship size and complexity, which is why we provide a clear written schedule.
Life's Key Moments
At D.A. Davidson, we are committed to providing trusted advice through life's key moments.
Navigating Success with D.A. Davidson Wealth Management
We provide the confidence that comes from having trusted advice and a steadfast partner by your side.
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Let's Connect
We provide the knowledge and resources of a leading financial advisory practice where your needs come first. Your short- and long-term goals are our main priority and the focus of everything we do. Take the first step to building a financial strategy that’s right for your specific situation. Please use the form to contact us.
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